• Act as appointed Compliance offers in terms of the Financial Advisory and Intermediary Services Act.(FAIS Act)
  • Report to the Financial Services Provider(FSP) as Required in terms of the FAIS Act
  • Report to the FSP on other related compliance aspects


  • Report to the FSP on other related compliance aspects
  • Report to the Financial Services Board annually or as required by legislation
  • In-house training on FAIS, Advice Process and procedure
  • Risk Management System


  • Legal opinions on compliance related legislation
  • Legal opinions on Risk Management Issues
  • Due diligence reports on Compliance and Risk related issues


  • Business Practice management
  • Assessment of administrative processes
  • Maintenance of Adequate records
  • Administration/IT systems


  • Outsourced Risk Management for Companies
  • Managing risk within legal contracts


  • Training is provided for through the online platform, Crux Alliance. This is a collaboration of independent compliance practitioners who have identified the need for a simple online, cost effective training, learning and testing platform that will assist Financial Service Providers ( FSP’s), Key Individuals (KI’s) Representatives(Reps) and staff in meeting their training obligations and also their Fit and Proper Status in a structured and effective manner.

Who we are

Crux Compliance Practioners is a business that aims to transform and making a
meaningful contribution to peoples lives through servant leadership.

Who started Crux

It was started by financial planners for financial planners. Crux Consulting is a value based offering and seeks to partner with the Financial Service Providers who share the same vision for the Financial Services Industry.

When we started

We are an independent compliance practice registered with the Financial Services Board since March 2005.

Who we support

We support both the letter and the spirit of the law. It is a bout
substance over form.
Independent Compliance Practitioners
Legal Services
Business Administration Services
Risk Management Services

What we’re all about

Crux Compliance offers sound Compliance & Risk solutions

Our experience

Our integrated business solutions are based on 20 years of experience in the
Financial Services Industry combined with sound legal research and development.

We assist

It assists the FSP with a practical process and procedure to help
ensure that the FAIS obligations(inter alia) are complied with and that the client is lead into making a well informed decision.

We ensure

The Crux advice based compliance and business methodology ensures the long-term sustainability of a Financial Services Provider (FSP).

Our process

It follows the international six-step process and is based on years of
financial and investment planning experience, sound compliance& legal research.

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